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Head of Compliance Monitoring

  • Location: London
  • Salary: Up to £100,000
  • Job type: Permanent
  • Job reference: NC/169448
  • Sector: Asset Management/Funds
Job Description

 

I have just started working on an excellent opportunity as Head of Monitoring & Thematic Reviews for a small-medium size Wealth Manager leading a team of 7, with 4 on the Surveillance side and 3 in Thematic Reviews.

They're looking for a senior Compliance person from an AWM background with a good knowledge of investment products and services. The role itself will be very little hands-on Compliance, but more reviewing and ensuring outputs are correct. However, there will be some hands-on work when faced with urgent mandates.

They want someone with good personal skills, who understands exactly how they can add value to the business, with demonstrable stakeholder management experience too.

Up to £100,000 plus discretionary bonus and benefits

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

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