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Head of Compliance

  • Location: London
  • Salary: to£150,000
  • Job type: Permanent
  • Job reference: TGB/171243
  • Sector: Asset Management/Funds , Asset Management/Funds , Asset management/Funds
Job Description

My client is an alternatives asset manager looking for a new Head of Compliance to replace the current incumbent who is retiring. They are well known in their sector and are currently require someone on a part time basis of up to 4 days a week.

 

They operate in numerous countries and have nearly £9billion assets under management.

 

They are looking for a senior compliance professional who has held either of CF10/11 (SMF16/17) or preferably both. This needs to be with a relevant investment firm to ensure an understanding of the products.

 

The role will be stand alone and responsible for all aspects of the compliance function including:

 

  • Advisory
  • Monitoring
  • Regulatory filing
  • Policies
  • Client on-boarding
  • Regulatory analysis
  • Ad-hoc project work

 

The successful candidate will possess excellent communication skills and the gravitas to engage senior internal and external stakeholders as well as the ability to maintain the relationship with relevant regulators.

 

If you’d like further information please contact Tom Boulderstone on tgb@barclaysimpson.com
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