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Head of Compliance

  • Location: South London
  • Salary: £100,000 - £120,000
  • Job type: Permanent
  • Job reference: NE172987
  • Sector: Banking
Job Description

My client is a banking institution that offers retail banking products , business accounts, personal accounts, loans and credit cards.

They have an exciting opportunity for a Head of Compliance who has held or can easily qualify to hold the SMF16 registration. This person will come on board in a newly vacated role to lead a team of 3 to cover the regulatory compliance responsibilities of this fintech/retail banking institution.

You role is...

  • Lead the conduct risk strategy
  • Point of contact for FCA
  • Advisory
  • Assurance
  • Develop the conduct risk and compliance framework
  • Deliver the compliance monitoring programme
  • Corporate governance framework
  • Hold the Senior manager function and provide oversight of the regime for the business.
  • Chair the conduct risk committee

You must have detailed understanding of the FCA handbook, PSD2, GDPR, SMCR and Conduct rules and regulations.

For a full and detailed job description please email me your CV ne@barclaysimpson.com

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