Job Description
My client is a banking institution that offers retail banking products , business accounts, personal accounts, loans and credit cards.
They have an exciting opportunity for a Head of Compliance who has held or can easily qualify to hold the SMF16 registration. This person will come on board in a newly vacated role to lead a team of 3 to cover the regulatory compliance responsibilities of this fintech/retail banking institution.
You role is...
- Lead the conduct risk strategy
- Point of contact for FCA
- Advisory
- Assurance
- Develop the conduct risk and compliance framework
- Deliver the compliance monitoring programme
- Corporate governance framework
- Hold the Senior manager function and provide oversight of the regime for the business.
- Chair the conduct risk committee
You must have detailed understanding of the FCA handbook, PSD2, GDPR, SMCR and Conduct rules and regulations.
For a full and detailed job description please email me your CV ne@barclaysimpson.com