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Head of Compliance

  • Location: London
  • Salary: £70,000 - £100,000
  • Job type: Permanent
  • Job reference: NE172749
  • Sector: Banking , Asset Management/Funds , other Financial Services
Job Description

My client is a start-up financial services firm looking to hire their first head of Compliance. 

They require someone with good investments and generalist regulatory exposure (MIFID 2, CASS,) and AML financial crime understanding.

But crucially they require someone who has the "computer says yes!" attitude. You need to have experience or be comfortable in working in a completely green field regulatory landscape and not be over institutionalised in your approach to compliance. You need to have experience of working from zero compliance oversight to developing frameworks and policies in line with the company’s growth and also work with the product development team to identify ways things can be done rather than how they should be done.

Ideally you will have fintech experience and be used to working in a green field compliance environment.

If you are dynamic, intelligent and an adaptable compliance professional who is looking to utilise your previous fintech experience with a new firm, roll your sleeves up and assist the company grow by keeping them in line with FCA regulatory obligations, please get in touch.

Please reach out to me with your CV and we can have a chat.

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