Accessibility Links

Head of Compliance

  • Location: Gibralta or London
  • Salary: £60,000 - £100,000
  • Job type: Permanent
  • Job reference: NE167533
  • Sector: other Financial Services , Other Financial Services
Job Description

Head of Compliance


£60,000 - £100,000

My Client is a FinTech Startup looking to hire a Head of Compliance.

They are a cryptocurrency exchange that are very soon to launch.

If you would like to be at the forefront of regulation in a new regulatory environment please apply.

Responsibilities will include:
Oversee the development and implementation of an effective firm-wide risk management and compliance framework;
Provide independent advice and challenge in the development and maintenance of the firm's internal controls and monitor adherence to them;
Oversee the drafting and revision of company policies;
Develop and run a firm-wide risk assessment and monitoring programme;
Proactively audit firm control processes, practices and documents to identify weaknesses;
Evaluate business activities (e.g. investments) and significant transaction to assess compliance risk;
Collaborate with HR as needed in the development of an appropriate risk-aware culture;
Set out plans to manage a compliance related incident or compliance violation;
Educate and train employees on risk management, regulations and industry practices;
Provide advice to the management team and all employees as required on questions of legal and regulatory compliance;
Keep abreast of key developments in the global regulatory landscape.

Experience and qualification requirements:
Proven experience as a Head of Compliance or Compliance Officer with a focus on a risk-based approach to compliance;
Experience in risk management and internal controls;
Knowledge of financial services regulation and legal requirements and controls;
Specific experience in Anti-Money Laundering regulations and approaches;
Familiarity with industry practices and professional standards;
BSc/BA in law, finance, business administration or a related field;
Appropriate professional certification would be beneficial.

Similar jobs
Head of Compliance
  • Location London
  • Salary £90,000 - £100,000
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description My client is a unique lender based in Central London in that they provide lending solutions to assist those with legal divorce costs. They are looking to build the compliance function further due to
Compliance Advisory
  • Location London
  • Salary £90,000
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description brokerage seeking a markets compliance advisory officer
Compliance Manager Fintech
  • Location LONDON
  • Salary £55,000 - £70,000
  • Job type Permanent
  • Sector other Financial Services
  • Description My client is a fintech cryptocurrency firm looking to hire a regulatory compliance manager.
Related news