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Head of Compliance : FX Brokerage

  • Location: London
  • Salary: £80,000 - £120,000
  • Job type: Permanent
  • Job reference: NE170964
  • Sector: Banking
Job Description

Head of Compliance 

FX Brokerage

London

Salary Negotiable

 

 

My client are a Commercial FX Brokerage. They have grown massively and are looking for a dedicated Head of Compliance CF10/11 to come on board. The current HOC is taking a step up.

Ideally, you will have compliance exposure in FX trading as Head of Compliance. Or you will be a deputy head of compliance looking to take the next step. The FCA registration and oversight of the compliance team is a key part of this role so gravitas and ability to deal with senior stakeholders as a compliance SME as well as lead a team is vital.

The role responsibilities are as follows...
Policies & procedures
Compliance culture
Reg requirements & developments
Training
Compliance Change
Compliance reporting
Compliance Monitoring
Regualtory understanding of CASS, MIFID (EMIR), PSD2 etc...

Salary is negotiable dependent on experience.
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