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Head of Compliance Fintech

  • Location: London
  • Salary: £60,000 - £100,000
  • Job type: Permanent
  • Job reference: NE166639
  • Sector: Banking , Asset Management/Funds , Banking
Job Description

Head of Compliance Fintech

Location: London, United Kingdom

Salary: £60,000 - £100,000

Head of Compliance


£60,000 - £100,000 (potential equity)


Central London


My Client is a FinTech startup operating in the personal investment space. They are looking for a Head of Compliance that is still in the learning stage of their career who is capable of building out a compliance department. Key responsibilities will be financial promotions, onboarding and new product launches. The products on offer are ISA's and pensions but the key requirement is for the candidate to be tech savy and passionate about a new way of banking.


Job brief
We are looking for an ambitious and capable individual to lead our Compliance function and assume the CF10 position.
You’ll report directly to the co-founders and board, and ensure high standards are kept at all times as we grow to become the UK’s leading wealth building and management platform.

 What we’re looking for

  • A driven, ambitious individual who’s looking to build their career at an exciting very-fast-growing company.
  • Similar experience as a CF10
  • Practical application of FS and general compliance regulation. Including CASS, MIFIDII, SMCR, AML, Data protection 
  • Experience working closely with senior business leaders, and approaching Compliance with a strategic and commercial mindset.
  • A naturally personable, great communicator who has a passion for their work and the people they work with.
  • retail wealth management background is favourable


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