Accessibility Links

Head of Compliance : Electronic Trading brokerage

  • Location: South London
  • Salary: £110,000 including bonus
  • Job type: Permanent
  • Job reference: NE171091
  • Sector: Banking
Job Description

Head of Compliance : Brokerage/ electronic trader

South London

£90,000 base plus bonus

 

My client are a looking to strengthen the compliance department by hiring a head of compliance SMF16.

Key requirements for this commodities and interest rates focused brokerage is a thorough knowledge and understanding of: MiFiD II and Market Abuse Regulation (MAR) and Senior Manager Certification Regime (SMCR) is a requirements.

You must have experience working externally with the FCA as they currently have a number of requests from the FCA around their market abuse framework.

They are looking for someone with compliance in their DNA! 
There has been a focus on transaction reporting and MIFID regulation so someone strong in this area would be good.

Someone from a Brokerage or Exchange or Investment bank would fit in well to this company. UBS Conduct risk – Market abuse. 
It is crucial you have Commodities and interest rate products – derivatives experience.

£80 -£95k based in Bromley south London

Similar jobs
Chief Compliance Officer
  • Location Doha, Qatar
  • Salary To£200,000
  • Job type Permanent
  • Sector Banking , Banking
  • Description To lead the compliance and financial crime function of a leading regional bank.
Head of Risk, Compliance and MLRO
  • Location Gibraltar
  • Salary Competitive
  • Job type Permanent
  • Sector Banking, Banking , Other Financial Services , Banking , other Financial Services , Other Financial Services , Enterprise Risk
  • Description Head of Risk, Compliance & MLRO Role at Cryptocurrency FinTech
Compliance Officer
  • Location Northampton
  • Salary Up to £45,000
  • Job type Permanent
  • Sector Banking
  • Description My client, an established and well regarded private bank based in Northampton have a key vacancy in their team for a Compliance Officer, reporting into the Compliance Manager
FS Advisory Assistant Manager - Leading Consultancy
  • Location London
  • Salary £50,000 - £55,000
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description My client, a leading consultancy, are looking for an Assistant Manager in the FS Advisory team.
Related news