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Head of Compliance : Electronic Trading brokerage

  • Location: South London
  • Salary: £110,000 including bonus
  • Job type: Permanent
  • Job reference: NE171091
  • Sector: Banking
Job Description

Head of Compliance : Brokerage/ electronic trader

South London

£90,000 base plus bonus


My client are a looking to strengthen the compliance department by hiring a head of compliance SMF16.

Key requirements for this commodities and interest rates focused brokerage is a thorough knowledge and understanding of: MiFiD II and Market Abuse Regulation (MAR) and Senior Manager Certification Regime (SMCR) is a requirements.

You must have experience working externally with the FCA as they currently have a number of requests from the FCA around their market abuse framework.

They are looking for someone with compliance in their DNA! 
There has been a focus on transaction reporting and MIFID regulation so someone strong in this area would be good.

Someone from a Brokerage or Exchange or Investment bank would fit in well to this company. UBS Conduct risk – Market abuse. 
It is crucial you have Commodities and interest rate products – derivatives experience.

£80 -£95k based in Bromley south London

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