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Head of Compliance & MLRO

  • Location: London
  • Salary: £90,000 - £110,000
  • Job type: Permanent
  • Job reference: NC/171962
  • Sector: Asset Management/Funds , Asset Management/Funds
Job Description


My client are a small UK-based Investment Manager parented by a Geneva-based Private Bank and are looking for a new Head of Compliance & MLRO.

This role will essentially be stand-alone but will receive support from the CEO of the Asset Management business as well as the larger compliance team at Group level. Due to the nature of this role, there will be a varied mixture of operational Compliance and Anti-Financial Crime responsibilities in addition to the strategic elements expected of this position which makes this a fine examples of a true generalist position!

Whilst this role will hold the SMF16/17 titles, it is not a pre-requisite for the candidate to have held the control functions previously. Therefore this is an excellent opportunity for candidates currently in a VP / SVP or  Director position looking to make that step up and take on more responsibility while working closely with senior management.

The salary will be in the region of £90,000 - £110,000 dependent on experience as well as a performance based bonus and benefits package.

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

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