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Head of CASS Oversight

  • Location: London
  • Salary: £100,000 - £115,000
  • Job type: Permanent
  • Job reference: NC/172499
  • Sector: Asset Management/Funds
Job Description


My client are a large global Asset Manager and are looking for a Head of CASS Oversight to be responsible for CASS operational oversight and governance across the UK regulated entities. Responsibilities for this role will include;

  • Ensure the business is compliant with FCA Client Money and Client Assets rules
  • Partner with various business units such as Investment Ops, Client Ops, Compliance and Legal etc 
  • Maintain and develop a control environment that ensures CASS framework complies with CASS rulebook
  • Maintenance of policies and procedures relating to CASS requirements 
  • Lead the CASS governance committee on a monthly basis and report to the board
  • Develop a training program that ensures the business maintain an acceptable knowledge of CASS


My client is ideally looking for someone with at least 10 years' experience in this field, particularly in Asset Management, who can demonstrate an extensive knowledge of CASS rules and Investment Operations.

This an excellent chance to join a robust and well known firm with plenty of learning & development opportunities and very competitive benefits. The salary will be in the £100,000 - £115,000 region.

For further information, please contact Nathan Coomber on or submit your CV for consideration.

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