Accessibility Links

Graduate Compliance Generalist

  • Location: London
  • Salary: £25K - £30K
  • Job type: Permanent
  • Job reference: 168167
  • Sector: other Financial Services
Job Description

My client is a specialist securities firm in London. 

They are seeking a Graduate Compliance Generalist to support the team of 7 to deliver its annual plan, assisting primarily with monitoring and surveillance of market abuse alerts. You will also manage wall crossings, identify conflicts of interest, gifts and entertainment sign offs and PA Dealing approvals.

You must have a strong degree, good interpersonal skills and the ability to learn quickly. 

Salary £25K - £30K


Similar jobs
Head of Compliance
  • Location London
  • Salary £100,000 - £160,000
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description CFD provider needs an FCA registered Head of Compliance to join them and grow the UK entity.
Compliance Manager Fintech
  • Location LONDON
  • Salary £55,000 - £70,000
  • Job type Permanent
  • Sector other Financial Services
  • Description My client is a fintech cryptocurrency firm looking to hire a regulatory compliance manager.
Interim Compliance Officer, Pensions
  • Location London
  • Salary c. £350p/day
  • Job type Contract/Temp
  • Sector other Financial Services , Insurance , Interim, Professional Services
  • Description Our client is a pensions business with an IFA network, looking for an experienced compliance officer for a suitability review role in its London office.  Please note AF7, AF3
Head of Compliance Fintech
  • Location London
  • Salary £80,000 plus
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description FinTech Brokerage based in London seeks a CF10/11 to join their team.
Related news