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First Line Compliance Officer

  • Location: London
  • Salary: £40,000 - £85,000
  • Job type: Permanent
  • Job reference: 166957
  • Sector: Banking
Job Description
My client is a leading international bank. They are currently looking for a First Line Compliance Officer to lead the First Line of Defence's Compliance and Supervision Program. You will be sitting with the business and be the conduit between the first and second line advising on regulations including MiFID II, MAR and Chinese Walls. You will be responsible for the enterprise risk management and regulatory library. This is a broad role which can encompass monitoring, advising, testing and projects. 

This role is in investment and corporate banking so you will also need strong knowledge of FCA rules and regulations, and wholesale banking experience. Excellent analytical, organisational, and leadership skills is needed, along with the ability to work well independently and adapt quickly. They are open to Front Office, Finance, Risk and Compliance backgrounds, but personality is key for this position as you should expect varied project work. 

This can either be an associate level or junior VP level, so there is a requirement of 5 years and 8 years of regulatory compliance experience in financial services, respectively. As a result salary can range from £40K - £85K.
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