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FCC Assurance & Audit Adviser

  • Location: City of London
  • Salary: £75,000 - £90,000 + Package
  • Job type: Permanent
  • Job reference: PD\171778
  • Sector: Banking, Banking
Job Description

A global investment bank is hiring an FCC Exam and Audit coordinator.

The role will focus around being the main point of contact for the FCC Audit team.

Main responsibilities:

  • Lead preparation of exam and audit engagement among Financial Crimes and Business stakeholders
  • Process regulatory Supervisory Letters and formal requests for documentation and/or questions from regulators and internal auditors
  • Establish and maintain routines and procedures in coordination with the Global Financial Crimes Division Exam and Audit Management, as necessary, for the functional management of exam and audit engagements
  • Ensure accuracy and clarity of documentation and written responses provided to regulators and internal auditors
  • Maintain records and communicate the statuses of exam and audit engagements and advise of issues identified or actions required

Requirements:

To be successful in this role, you will have:

  • Strong knowledge of regulatory requirements across EMEA
  • Experience in a large bank regulatory affairs team or FCC audit function
  • A strong understanding of AML and Sanctions regulations
  • Experience of conduction internal reviews and managing multiple work streams across multiple regions
  • Be able to work independently and manage multiple senior stakeholders
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