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Equities Compliance VP

  • Location: London
  • Salary: £100,000
  • Job type: Permanent
  • Job reference: NE169706A
  • Sector: Banking
Job Description

Investment Bank - Wholesale banking

Equities Compliance Advisory

London city


My client is an investment bank in London looking for a Compliance Advisory officer with sound equities product advisory experience.

Compliance product knowledge must cover some if not all of the below...

Prime Services

·         Cash Prime Brokerage

·         Synthetic Prime Brokerage, including synthetic borrowing and lending

·         Capital Introduction

·         Securities Borrowing and Lending

Equity Derivatives

·         index finance, replicating the components of a particular index i.e. FTSE 100 DAX, using cash equities and index futures.


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