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Director of Market Compliance

  • Location: Paris
  • Salary: €140,000- €170,000
  • Job type: Permanent
  • Job reference: em-2106
  • Sector: Compliance
Job Description

Our client is one of the world's leading financial institutions, serving in global banking and market businesses. The company has a strong presence in EMEA, with offices in 23 countries. They are currently seeking a Director of Market Compliance to join the Paris Compliance & Operational Risk team on the public side of business.

 

Responsibilities:

             Providing day-to-day Compliance & Operational Risk oversight for Global Markets within the Europe region in line with meaningful roles and responsibilities in policies

             Providing advice and mentorship on applicable exchange and regulatory requirements and firm policy issues and requirements

             Providing transparency around our regulatory obligations to ensure the use of trading systems and algorithms comply as require

             Performing Risk Assessments on the Global Markets Businesses and resolving any necessary control improvements/audit items

             Working closely with partner teams to ensure consistency in approach and standard methodologies, in addition to working effectively with other internal departments such as Credit Risk, Market Risk, Legal, Business Controls etc.

             Reviewing potential instances of market abuse when this is brought to attention by LOB Surveillance Compliance and/or the Business

             Contributing to departmental initiatives with respect to regulatory developments and impact analysis on business and support organizations

             Conducting impact analysis of new regulations on the FICC EMEA Business

             Keeping abreast of regulatory change/developments and working with partners to implement from a Compliance & Operational Risk perspective

             Reviewing/updating policies and ensuring consistency with global and local regulatory practices

 

 

Requirements:

             Educated to degree level, or equivalent experience

             Compliance, Legal or Regulatory qualifications desired.

             Experience of 6-10 years working in Global Markets and Compliance.

             Deep understanding of Global Markets, including a knowledge of the asset classes and products traded across Equities and FICC, acquired through a role in the Business or coverage in a Legal or Compliance function at a major financial institution, accounting or law firm.

             Knowledge of relevant laws, rules, and regulations of the French Financial Regulators

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