Accessibility Links

Conduct Risk & Compliance Monitoring Manager

  • Location: Edinburgh
  • Salary: £36,000 - £56,000
  • Job type: Permanent
  • Job reference: 170824
  • Sector: Banking
Job Description
A leading retail bank are looking for a Conduct Risk & Compliance Monitoring Manger to join their team in Edinburgh.

 Responsibilities:

Assist in the delivery of the compliance monitoring plan to ensure the business is being regulatory compliant and customers are being treated fairly
Deciding where in the business reviews will be focused
Leading fieldwork, going into branches and conducting reviews and interviews.
Provide high quality advice with your expertise in conduct risk and compliance matters
 
Requirements:

 4+ years compliance experience who can providing guidance for more junior members
Broad knowledge of financial regulation is required, preferably in a retail bank, or at one of the regulators
Experience of delivering reviews, knowledge of compliance monitoring and conduct risk
Can work collaboratively within the team and wider business, influencing the decisions of internal stakeholders.
 
Salary: £36,000 - £56,000 + benefits, depending on experience
Similar jobs
Senior Compliance Officer
  • Location London
  • Salary £75,000 - £85,000
  • Job type Permanent
  • Sector Banking
  • Description My client is a leading private bank based in the city. They are looking for a Senior Compliance Officer to join a team of 3, directly reporting into the Head of Compliance
Head of Compliance: Fintech Brokerage
  • Location London
  • Salary £120,000
  • Job type Permanent
  • Sector Banking
  • Description Fintech brokerage - London
Policy Manager
  • Location London
  • Salary £55,000 - £65,000
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description My client, an independent oversight body have a new vacancy for a Policy Manager, directly reporting into the Head of Policy. The immediate policy team consists of 3 and works closely with the
Compliance Manager
  • Location Northamptonshire
  • Salary £50,000 - £70,000
  • Job type Permanent
  • Sector Banking
  • Description My client, an established and well regarded private bank in Northamptonshire have a  key vacancy in their team for a Compliance Manager, directly reporting into the Head of Compliance
Related news