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Compliance Public Advisory Manager

  • Location: London
  • Salary: £80,000-£90,000
  • Job type: Permanent
  • Job reference: 166453
  • Sector: Banking , Banking
Job Description
 is a leading European International universal bank. They have a vacancy for a Wholesale Public Side Compliance Manager to join their public side Advisory team in London. They are looking for someone with in depth knowledge of financial services products and extensive experience of handling challenging stakeholders who has experience advising on a range of conduct and regulatory issues, specifically MiFID 2.

My client is a leading European International universal bank. They have a vacancy for a Wholesale Public Side Compliance Manager to join their public side Advisory team in London. They are looking for someone with in depth knowledge of financial services products and extensive experience of handling challenging stakeholders who has experience advising on a range of conduct and regulatory issues, specifically MiFID 2. 

 

The role involves supporting the Public-side Compliance Advisory team and enforcing compliance of the trading floor covering Sales and Trading businesses within Global Corporate Banking. You will also need to provide support to the CFO Advisory team, covering the Regulated Covered Bonds programme and LIBOR submissions as well as work on various high priority regulatory projects to ensure delivery for when regulation goes live (MiFID 2, PRIIPS, Banking Reform). You will directly report to the Head of Public Side Advisory Compliance.

 

Support to the team includes help identifying, assessing, monitoring and managing the compliance risks and regulatory requirements applicable to the firm. Help in preparation of FCA visits, regulatory related audits and compliance reviews may also be required. You will be responsible for, and run with projects delegated to you and liaise with necessary stakeholders. Actively promoting compliance to the business as well as ad hoc training and assistance in creating and executing the Annual Compliance Refresher training will be a part of this role.

 

It is important that you have excellent communication skills, work collaboratively within a team, and have a keen interest in the current regulatory environment.

 

Salary is £80,000 - £90,000, depending on experience + great benefits.

 


The role involves supporting the Public-side Compliance Advisory team and enforcing compliance of the trading floor covering Sales and Trading businesses within Satender Global Corporate Banking. You will also need to provide support to the CFO Advisory team, covering the Regulated Covered Bonds programme and LIBOR submissions as well as work on various high priority regulatory projects to ensure delivery for when regulation goes live (MiFID 2, PRIIPS, Banking Reform). You will directly report to the Head of Public Side Advisory Compliance. 

Support to the team includes help identifying, assessing, monitoring and managing the compliance risks and regulatory requirements applicable to the firm. Help in preparation of FCA visitis, regulatory related audits and compliance reviews may also be required. You will be responsible for, and run with projects delegated to you and liase with neccessary stakeholders. Actively promoting compliance to the business as well as ad hoc training and assistance in creating and executing the Annual Compliance Refresher training will be a part of this role.

It is important that you have excellent communication skills, work collaboratively within a team, and have a keen interest in the current regulatory environment.
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