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Compliance Officer

  • Location: Luxembourg
  • Salary: €50,000 - €80,000
  • Job type: Permanent
  • Job reference: NM/173247
  • Sector: Asset Management/Funds
Job Description

My client is a well- respected, leading Asset Manager looking for a permanent Compliance Officer to join their Luxembourg team.

This is a newly created position that has come about as a result of growth in the organization. As Compliance Officer, you will be part of a well-established, professional and supportive team, reporting directly into the Compliance Conducting Officer. This position is an excellent opportunity to join a collaborative, and human sized office with an international scope. 

The Compliance Officer will work closely with the Conducting Officer in Luxembourg on a broad spectrum of regulatory compliance topics. 

The Role Responsibilities: 

  • As Compliance Officer you will be responsible for: updating the firm's compliance governance and policies, rules and procedures (AML &CFT Requirements).
  • 18/698, as well MIFID II requirements, and the application of CSSF Circular 17/650 in terms of client's tax conformity.
  • Performing on-going compliance monitoring of business relationships. 
  • Setting-up and guiding monthly compliance forums. 
  • As Compliance Officer you will be responsible for: conducting customer due diligence on Private Clients as well as on delegates.  
  • Assessing the AML/CFT risk exposure of the firm, its clients -counterparts and operations. 
  • Supporting and advising relationship managers, across the firm's other European offices, with regard to Luxembourg regulations.

 

Experience Required: 

  • The Compliance Officer must have demonstrated hands-on experience working within an Asset Management, Fund Management environment.
  • Previous exposure to MIFID II, and the application of CSSF Circular 17/650. 
  • Must have proven experience working on AML/KYC topics/ client on-boarding/client monitoring.
  • The Compliance Officer must have experience with Compliance Monitoring and Oversight of Delegates. 
  • Experience of completing risk assessments of investment funds. 
  • Professional Fluency in English - written and oral is essential. 
  • The Compliance Officer must be a team player, willing to roll-up their sleeves and get involved in a variety of projects.
  • The Compliance Officer must have a positive attitude, be willing to learn and to add value to the business. 
  • My client is looking for candidates who want to make a long term-commitment to this organization. 

 

This Role Offers: 

  • The Compliance Officer will be given the opportunity to get involved in a wide variety of regulatory compliance tasks.
  • This role offers visibility and diversity of responsibility. 
  • This role will offer the compliance officer the chance to expand and deepen their knowledge of both UCITS and AIF funds.
  • The Compliance officer will be given the opportunity to work very closely with the local team in Luxembourg, while collaborating with international colleagues across other European offices.
  • Competitive Base Salary + Benefits
  • On-going opportunities for learning and professional development.
  • My client is well recognized for its excellent staff-retention; attracting the best people in the market by investing in their staff and offering them a supportive, highly international working environment.
  • Modern-brightly lit offices, with easy access to train lines, making it a straightforward and simple commute.

 

Next Steps:

If you would like to schedule a confidential conversation to discuss this role in more detail, please submit your CV to nm@barclaysimpson.com

Please note* Candidates who do not have asset management experience or demonstrated knowledge of Luxembourg regulations will not be considered. 

 

Looking forward to hearing from you! 

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