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Compliance Officer

  • Location: London
  • Salary: Up to £60,000
  • Job type: Permanent
  • Job reference: NC/170185
  • Sector: Asset Management/Funds
Job Description

I am working with a well-known and reputable Asset Manager and Private Banking firm looking for a generalist to join their UK Compliance team.


Mainly FCA focused, this role will occasionally cover Europe too. There will be a very interesting breadth of responsibilities, the crux of which will be Advisory and Monitoring such as creating and implementing Compliance frameworks etc. Investment Compliance experience would be hugely beneficial. Particularly, knowledge and experience using Bloomberg or other similar systems.


Other responsibilities include;

  • Regulatory filings
  • Financial Promotions
  • Regulatory change
  • Financial Crime


Up to £60,000 + discretionary bonus and benefits.


For further information please contact Nathan Coomber on or submit your CV for consideration.


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