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Compliance Officer

  • Location: Northampton
  • Salary: Up to £45,000
  • Job type: Permanent
  • Job reference: 171822
  • Sector: Banking
Job Description

My client, an established and well regarded private bank based in Northampton have a key vacancy in their team for a Compliance Officer, reporting into the Compliance Manager. This role plays an important part in ensuring the bank continues to provide excellent standards of service to it's customers whilst complying with its regulatory responsibilities.

 

Responsibilities:

  • Undertaking compliance monitoring in line with the annual Compliance Monitoring Plan 
  • Ensuring policies and procedures are updated and regulatory compliant
  • Report and discuss findings with management , making recommendations for remedial action and improvements
  • Assisting with compliance reviews and projects 
  • Providing assistance to the business as and when required
  • Undertaking the annual training programme

 

Requirements:

 

  • Broad compliance experience within financial services with sound FCA compliant knowledge
  • Knowledge of retail banking products, including current accounts and savings accounts desirable but not essential 
  • Excellent attention to detail and good communication skills

 

Salary: up to £45,000 + benefits 

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