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Compliance Officer

  • Location: Europe- Dublin, Barcelona, Paris, Munich
  • Salary: €60,000 - €80,000
  • Job type: Permanent
  • Job reference: 169488
  • Sector: Compliance
Job Description

My client is a Lloyds insurer who are looking for a Compliance Officer to provide regulatory assurance and guidance across the business. Directly reporting into a Compliance Manager based in Dublin, you will build and maintain relationships with stakeholders, regulators and underwriters across the UK and Europe. You will also support various projects, perform regulator monitoring and investigate results from sanction screenings.


  • Provide advice to the business on ad hoc regulatory issues
  • Review and investigate results from sanctions screening and escalate possible matches to the financial crime compliance manager and UK & Head of Compliance.
  • Manage and monitor the due diligence process and the terms of business agreements with brokers.
  • Support the compliance function in designing, writing and implementing frameworks, policies, procedures, processes and systems.
  • Support compliance and regulatory projects, including implementation of legislation / regulation.
  • Liaison with underwriting on compliance issues pertaining to underwriter decisions.
  • Working with the coverholder management team to ensure best practices around delegated underwriting controls.
  • Support the compliance management team on any specific areas as required.


  • The ideal candidate will have compliance experience from an insurance broker with excellent stakeholder management skills.
  • Due to the European expansion, it is desirable to have language skills (French, Spanish or German) but not essential as long as you have an understanding of the European offices.
  • Travel will be a part of this role on a quarterly basis, although meetings are easily set up through video conference.


This role can be based in Dublin, Birmingham, Paris, Barcelona, or Munich.

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