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Compliance Officer

  • Location: London
  • Salary: £50,000 - £58,000
  • Job type: Permanent
  • Job reference: 167995
  • Sector: Banking
Job Description

My client is a leading private bank. They are looking for a Compliance Officer to ensure high quality and consistent execution of compliance across the bank and provide recommendations for improvements.


You will conduct 1st Line of Defence monitoring reviews and analyse results to identify specific compliance gaps, providing guidance on best practices with a focus on FCA mortgage advice and CONC regulations. You will also prepare reports of your findings and present any regulatory change recommendations to business areas. With a good ability to influence, you will also advise the department and key stakeholders. Training and development is also a part of this role.


It is essential that you have a good understanding of financial mortgage/ consumer credit advice in a financial services environment, as well as conducting monitoring and assurance work. Experience of dealing with the regulator is preferred, but not essential as this is a first line role. However, you must hold a relevant industry qualification i.e CeMap or equivalent.


They are looking for someone who has a positive approach to their work and can work independently within a busy environment.


Salary £50,000 - £58,000, depending on experience.

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