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Compliance Officer

  • Location: London
  • Salary: £45,000 - £65,000
  • Job type: Permanent
  • Job reference: 166957
  • Sector: Banking
Job Description

My client is a leading international bank. They are currently looking for a First Line Compliance Officer to lead the First Line of Defense's Compliance and Supervision Program in accordance with the Enterprise Compliance Framework for Investment and Corporate Banking and Capital Markets - Operations. You will be sitting with the business and be the conduit between First Line and Second Line of Defense advising on regulations including MiFID II, MAR and Chinese Walls. You will be responsible for the enterprise risk management and regulatory library and advise management and Compliance when there are regulatory changes which may affect the bank. This is a broad and dynamic role which can encompass monitoring and testing, advisory responsibilities and projects.


This role is in investment and corporate banking so you will also need strong product knowledge as well as of FCA rules and regulations.  Excellent analytical, organisational, and leadership skills is needed, along with the ability to work well independently and adapt quickly. They are open to Front Office, Operations, Risk and Compliance backgrounds, but personality is key for this position as you should expect varied project work whilst focusing on BAU.

Salary £45,000 - £65,000, depending on experience. 

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