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Compliance Officer - Advisory

  • Location: London
  • Salary: Up to £60,000
  • Job type: Permanent
  • Job reference: NC/170992
  • Sector: Asset Management/Funds
Job Description

My client, who are a US-headquartered global Asset Manager, are looking to make an addition to their UK Compliance Advisory team.


Reporting to the Head of Compliance Advisory, your responsibilities would include;

  • Keeping abreast of regulatory developments and implementing any changes required

  • Monitoring of jurisdictional regulatory changes

  • Offer advice and guidance to the affected business areas

  • Assist with regulatory reporting

  • Assist the SMCR Manager

  • Licensing at individual and corporate level

  • Provide ad-hoc support to the Compliance Monitoring Manager with various reviews

You will need to have a sound knowledge of the FCA Handbook book (in particular CASS and COLL) as well as the necessary product knowledge for this role (US mutual fund, UCITS etc).

The salary on offer is up to £60,000 along with a discretionary bonus and great benefits.

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

 

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