Accessibility Links

Compliance Officer - Advisory

  • Location: London
  • Salary: Up to £60,000
  • Job type: Permanent
  • Job reference: NC/170992
  • Sector: Asset Management/Funds
Job Description

 

My client, who are a US-headquartered global Asset Manager, are looking to make an addition to their UK Compliance Advisory team.


Reporting to the Head of Compliance Advisory, your responsibilities would include;

  • Keeping abreast of regulatory developments and implementing any changes required

  • Monitoring of jurisdictional regulatory changes

  • Offer advice and guidance to the affected business areas

  • Assist with regulatory reporting

  • Assist the SMCR Manager

  • Licensing at individual and corporate level

  • Provide ad-hoc support to the Compliance Monitoring Manager with various reviews

You will need to have a sound knowledge of the FCA Handbook book (in particular CASS and COLL) as well as the necessary product knowledge for this role (US mutual fund, UCITS etc).

The salary on offer is up to £60,000 along with a discretionary bonus and great benefits.

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

 

Similar jobs
Compliance Monitoring Analyst
  • Location London
  • Salary Up to £60,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Compliance Monitoring role for boutique Asset Manager
Compliance Monitoring Officer
  • Location West End, London
  • Salary £40,000 - £50,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Junior Compliance Monitoring role for West End-based IFA
Compliance Manager
  • Location Amsterdam
  • Salary €75,000 - €90,000
  • Job type Permanent
  • Sector Asset Management/Funds , Asset Management/Funds
  • Description Our client is a well-known European Asset Manager with established operations in The Netherlands and other jurisdictions who are seeking an experience Compliance Manager to join their Amsterdam team.
Assistant Compliance Manager
  • Location London
  • Salary £50,000 - £55,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Investment Guidelines role for top Asset Manager
Related news