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Compliance Monitoring/Surveillance Analyst

  • Location: London
  • Salary: £30,000 - £35,000
  • Job type: Permanent
  • Job reference: 169950a
  • Sector: other Financial Services
Job Description

My client is a brokerage in the city. They are looking for a Compliance Analyst, directly reporting into the Head of Compliance and sitting in a small team of 3. This is a broad role which will involve:



* Trade surveillance & communication monitoring

* Market abuse prevention

* Preparing management information

* Developing and improving analytical tools

* Conducting file reviews and thematic projects 

They are looking for those with experience of trade surveillance/ communication monitoring with good knowledge of market abuse and FCA rules. A strong attention to detail and strong excel skills are required.

 

Salary £30,000 - £35,000

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