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Compliance Monitoring Officer

  • Location: London
  • Salary: £46,000
  • Job type: Permanent
  • Job reference: NC/171368
  • Sector: Asset Management/Funds
Job Description


I am working with a great little firm who offer pension services and investment management to the public sector. They currently have a vacancy in their Compliance team which will be a broad role with a Monitoring focus.  They're ideally looking for someone with 1-3 years' experience in Compliance preferably in investments.

Reporting to the Head of Compliance and MLRO, your responsibilities will include;

  • Plan and conduct Compliance Monitoring reviews
  • Assisting with developing and maintaining the Compliance Monitoring plan
  • Produce accurate Compliance reports
  • Working with the wider Compliance team promoting a positive Compliance culture throughout the business

The role is paying up to around £46,000 and comes with some fantastic benefits including a generous pension contribution.

For further information please contact Nathan Coomber on or submit your CV for consideration

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