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Compliance Monitoring Officer

  • Location: London
  • Salary: Up to £45K
  • Job type: Permanent
  • Job reference: 167687
  • Sector: Insurance
Job Description
My client is a wholly owned regulated insurance intermediary of an iconic organisation. They provide General Insurance products to consumers via their 11,000 branches, websites, aggregators and telephones sales.

They are looking for a Compliance Monitoring Officer to assess the measures, controls and procedures put in place through onsite and desk based monitoring of branch sales activity. You will maintain a conduct risk focus on reviews and make recommendations on your findings to improve processes and procedures to management. You will also provide support and advice to the wider business and stakeholders to ensure regulatory and legislative compliance. You will directly report into Compliance Assurance Manager.

They are looking for someone with general insurance and compliance monitoring experience who has a strong understanding of FCA regulation, including ICOBS.  Those from the FOS and FCA are desirable. The ability to work independently, communicate efficiently and possess a good commercial awareness is beneficial for this role.

Salary up to £45K, depending on experience.
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