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Compliance Monitoring Manager

  • Location: London
  • Salary: £55,000
  • Job type: Permanent
  • Job reference: NE172932
  • Sector: other Financial Services
Job Description

My client is a technology focused currencies and payments institution. Based in central London their offices are easily accessible from all locations. Currently they are working from home and greater flexibility is expected post COVID.

They have bene extremely successful in the last 12 months riding the wave of the turbulent markets. Bonuses are looking good there and if you would like to join a successful outfit this is a great opportunity.

My client is looking for a compliance monitoring manager to come in and own the monitoring framework. Ideally you will have experience of building a compliance monitoring framework and proficient in managing a monitoring programme.

You will be expected to drive value to the business through the compliance monitoring programme.

Job description

  • Develop compliance monitoring programme and conduct a risk based approach
  • Develop assessment and testing criteria
  • Conduct monitoring and thematic reviews
  • Investigate breaches and route cause analysis
  • Update the risk Committee
  • Conduct reviews of the onboarding and monitoring teams.

Essential

  • Compliance experience
  • Second line assurance experience
  • TCF, Best execution, financial promotions, FX trade execution knowledge

Please send me your CV to NE@barclaysimpson.com

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