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Compliance Monitoring Manager

  • Location: London
  • Salary: Up to £80,000
  • Job type: Permanent
  • Job reference: NC/171205
  • Sector: Asset Management/Funds
Job Description


I am working with an excellent investment wrap platform who are looking for a Compliance Monitoring Manager with a background in Internal Audit.

It will be leading a small team, and the responsibilities will include;

  • Regulatory monitoring and reviewing policies and processes
  • Engaging with stakeholders regarding the outcome of Compliance Monitoring activity
  • Produce MI and Compliance Monitoring reports
  • Liaising with Compliance department regarding regulatory change

My client is ideally looking for someone with around 5 years' experience in Internal Audit or Compliance Monitoring in the Asset or Wealth Management sectors.

The salary on offer is up to £80,000 and comes with some great benefits and a competitive, discretionary bonus!

For further information please contact Nathan Coomber on or submit your CV for consideration.


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