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Compliance Monitoring Manager

  • Location: United Kingdom
  • Salary: To £60,000
  • Job type: Permanent
  • Job reference: NC/169252
  • Sector: Regulatory Compliance
Job Description


My client is a well-known financial planning firm who are part of a larger financial services firm. They are seeking a Compliance Monitoring Manager to play a vital role in the second line of defence and be a trusted advisor to the business.


The right candidate will play an essential part in the compliance team to ensure that the firm has a robust and compliant infrastructure in place to support their growth plans. They are looking for someone who is the right cultural fit who can add tangible value.


This will be a field based role out of either London, Birmingham, Edinburgh, Guildford or Newcastle.


The successful candidate will ideally have a CII Diploma in Financial Planning and one of the following Pensions qualifications – R04; J04; J05; AF3 or AF7.


This is a really exciting opportunity to join a well-respected and friendly firm.


For further information please contact Nathan Coomber on or submit your CV for consideration.

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