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Compliance Monitoring Consultant

  • Location: London
  • Salary: £60,000 - £70,000
  • Job type: Permanent
  • Job reference: NC/172439
  • Sector: Asset Management/Funds
Job Description

My client is one of the top UK Asset Managers and they're looking to make an addition to their Compliance Monitoring team. Reporting to the Compliance Monitoring Manager, your responsibilities will include;

  • Contribute to the implementation and delivery of the Compliance Monitoring Plan
  • Conduct surveillance and Thematic Monitoring reviews
  • Keep abreast of relevant rules and regulations 
  • Contribute to projects that involve the wider Compliance team
  • Provide Compliance Advisory support

We're ideally looking for someone with Compliance Monitoring (specifically Thematic Reviews) or Internal Audit experience for another Asset Manager or an Investment Bank. You'll also need to have excellent analytical, written and verbal communication skills.

The salary will be in the region of £60,000 - £70,000 and this client also offers a fantastic agile working culture and some very competitive benefits too!

For further information please contact Nathan Coomber on or submit your CV for consideration

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