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Compliance Monitoring and Distribution

  • Location: London
  • Salary: £60,000 - £80,000
  • Job type: Permanent
  • Job reference: NC/171838
  • Sector: Asset Management/Funds
Job Description

 

I am working with a large, global Asset Manager who are recruiting a Compliance Monitoring & Distributor Oversight Manager. Responsibilities will include;

  • Delivering Thematic Reviews
  • Carrying out Surveillance reviews
  • Understanding the regulatory requirements in Lux, Hong Kong, Singapore and Australia
  • Reviewing distributor questionnaires and presenting to committees

 

The ideal candidate will already have 4-5 years' experience conducting Thematic Reviews in an Asset Management environment. The salary on offer will be in the region of £60,000 - £80,000.

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

 

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