Accessibility Links

Compliance Monitoring Analyst

  • Location: London
  • Salary: Up to £50,000
  • Job type: Permanent
  • Job reference: NC/170816
  • Sector: Asset Management/Funds
Job Description

 

This is an excellent opportunity for a junior Compliance candidate to take on a wide-encompassing role and join a large, well-known and reputable Asset Manager.

 

Reporting to the Head of Compliance Monitoring, your responsibilities will include;

  • Front office monitoring for all asset classes
  • Publication of RTS28 reports
  • Liaising with management regarding findings arising from monitoring undertaken
  • Assist the Senior Compliance Manager in ensuring the Compliance Monitoring Programme remains appropriate and effective
  • Financial Promotions approvals 

 

The salary on offer is in the region of £50,000 dependent on experience plus the usual bonus and benefits.

 

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration

 

Similar jobs
Compliance Monitoring Assistant Manager
  • Location London
  • Salary £500 per day
  • Job type Contract/Temp, Permanent
  • Sector Asset Management/Funds
  • Description Short-term Compliance Monitoring contract for a very reputable Investment Manager
Compliance Analyst
  • Location London
  • Salary Up to £45,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Compliance Advisory Analyst position for a Wealth Manager
Lead Marketing Compliance Analyst
  • Location London
  • Salary Up to £60,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Large, global Asset Manager needs Marketing Compliance professional
Related news