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Compliance Manager - Monitoring

  • Location: London
  • Salary: Up to £60,000
  • Job type: Permanent
  • Job reference: NC/171439
  • Sector: Asset Management/Funds
Job Description

 

My client is one of the top Asset Managers and they're looking to make an addition to their Compliance Monitoring team.

Reporting to the Compliance Monitoring Manager, your responsibilities will include;

  • Contribute to the implementation and delivery of the Compliance Monitoring Plan
  • Conduct surveillance and monitoring reviews
  • Keep abreast of relevant rules and regulations 
  • Contribute to projects that involve the wider Compliance team
  • Provide Compliance Advisory support

We're looking for someone with Compliance Monitoring or Audit experience for another Asset Manager. You'll need to have excellent analytical, written and verbal communication skills.

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration

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