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Compliance Manager

  • Location: Dubai
  • Salary: To£70,000 Tax Free
  • Job type: Permanent
  • Job reference: TS168944
  • Sector: Banking , other Financial Services
Job Description

Our client is a leading broking business and is in the process of setting up an operation in Dubai where they will be offering broking services through their multi-product trading platform.

Essential to this process will be to ensure that they have a robust compliance framework and so they are seeking an experienced compliance professional to take responsibility for this.  The operation will be based in the DIFC and regulated by the DFSA.  The Compliance Manager will report locally to the SEO and functionally to the Head of Group Compliance in London.   The role will have responsibility for setting up all compliance monitoring and reporting policies and procedures, advising business on regulatory issues, and liaising closely with regulators to ensure full compliance with all relevant bodies. This will include reviewing all client facing documentation, ensuring all AML and KYC procedures are effectively carried out, providing compliance training and keeping up to date with all compliance requirements both locally and internationally.

Appropriate candidates will have first hand experience of compliance with a DFSA regulated organisation.  They must also be able to plan and develop a compliance framework, working closely with business colleagues and regulators to ensure a first class regulatory environment is maintained.

 

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