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Compliance Manager

  • Location: City of London
  • Salary: £80,000 - £90,000
  • Job type: Permanent
  • Job reference: NC/172862
  • Sector: Asset Management/Funds
Job Description

I'm working with a sizeable, global asset management firm who are creating a new role in the Compliance Advisory team to support the Head of Compliance Advisory. This is the perfect opportunity for someone who is very familiar with Trade Reporting to take on a more varied role supporting the Regulatory Reporting Team and overall Compliance Advisory team.

You will work with the Head of Compliance Advisory in providing support to the Investments business and serve as a contact point for them for any regulatory matters. You will monitor regulatory changes and assess their impact and will advise the relevant business areas accordingly. You'll also occasionally assist the Monitoring team with surveillance or thematic reviews. In addition to that, you'll also provide advice and support to the Regulatory Reporting Team in relation to trade reporting and specifically MiFIR, EMIR and STFR. 

The ideal candidate will have an Asset Management or Investment banking background and ideally have experience in a similar Compliance Advisory or Trade Reporting role. Prior working knowledge of MiFIR, EMIR and SFTR would be an added bonus.

The salary will be in the region of £80,000 - £90,000 and comes with a discretionary bonus and great benefits. 

For further information please contact Nathan Coomber on or submit your CV for consideration.

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