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Compliance Manager

  • Location: London
  • Salary: Up to £50,000
  • Job type: Permanent
  • Job reference: NC/170956
  • Sector: Asset Management/Funds
Job Description


I am working with a well known brand who are looking for a couple of people to add to their Compliance team to sit within the Asset Management arm of the business.


You'll be based near to Southampton and the responsibilities will be a mixture of the following;


Operations and Product business areas

  • Manage regulatory compliance risks and provide support to the relevant business areas
  • Implement compliance standards and policies
  • Advising the business on retail investment products, alternative funds, institutional segregates mandates etc
  • Ensure the business meets legal and regulatory requirements 

Financial Promotions, Distribution and cross-border activity

  • Provide support to relevant business areas to manage regulatory compliance risks
  • Approving Financial Promotions
  • Reporting to senior management regarding Compliance issues, review findings and regulatory action


This is an excellent opportunity for a Regulatory Compliance professional who lives in the south of England and actively looking for a new and exciting position a bit closer to home.


The salary on offer is in the region of £50,000 plus bonus and benefits.


For further information please contact Nathan Coomber on or submit your CV for consideration.


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