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Compliance Manager

  • Location: Guildford, Surrey
  • Salary: £75,000 - £80,000
  • Job type: Permanent
  • Job reference: NC/170427
  • Sector: Asset Management/Funds
Job Description

 

I'm working with a small Asset Manager based in Guildford who are recruiting a Compliance Manager to join the wider Compliance team and lead the Compliance Monitoring Programme. 

 

They need someone from a similar Asset Management background specifically in Compliance Monitoring, with a good knowledge of Best Execution and an understanding of CASS rules. You will be joining a team of 5 people in Compliance with potential to take on management responsibility in future. Candidates that have previously held CF10 would be ideal.

 

On offer is a £75,000 - £80,000 salary plus a range of benefits.

 

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

 

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