Accessibility Links

Compliance Manager

  • Location: London
  • Salary: Up to £60,000
  • Job type: Permanent
  • Job reference: NC/169479
  • Sector: Asset Management/Funds
Job Description

My client is a FTSE 100 company and one of Europe's largest Asset Managers. They are looking for a Compliance Manager to assist the compliance monitoring team and the wider compliance team to provide high quality monitoring support. This role will sit on the SYSC and Thematic Reviews side. Focusing on the front office you will identify regulatory issues and risks whilst carrying out surveillance and monitoring reviews.


A variety of backgrounds will be considered other than just Asset Management and the successful candidate will ideally have had experience producing draft structured reviews.

 

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

Similar jobs
Investment Compliance Officer
  • Location London
  • Salary £60,000 - £70,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Investment Compliance role for Tier 1 Asset Manager
Head of Compliance & MLRO
  • Location London
  • Salary £90,000 - £110,000
  • Job type Permanent
  • Sector Asset Management/Funds , Asset Management/Funds
  • Description Head of Compliance & MLRO position for small UK-based Investment Manager
Senior Surveillance Officer
  • Location London
  • Salary £90,000 - £100,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Senior Surveillance position for boutique Asset Manager
Compliance Advisory Manager
  • Location London
  • Salary £80,000 - £90,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Compliance Advisory Manager opportunity at an excellent Asset Manager
Related news