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Compliance Manager

  • Location: Frankfurt-am-Main
  • Salary: €70,000 - €90,000
  • Job type: Permanent
  • Job reference: 172582
  • Sector: Banking , Banking , other Financial Services , Other Financial Services
Job Description

The Role:

  • Our client is a well-respected online broker who have developed their EU presence in the last 5 years including a well-established network of EU offices. They are seeking a Compliance Manger to be based in Frankfurt and lead the Compliance function for the German entity


Responsibilities:

  • Manage the Compliance team in Germany with responsibility for regulatory and financial crime compliance
  • Review, development and implement all areas of the compliance framework using Group policies with local adaptations when required
  • Work with the global compliance leadership to enhance and develop Group compliance policy
  • Maintain and proactive and collaborative relationship with European regulators
  • Ensure all staff are provided with suitable compliance training and support a strong compliance culture across the business
  • Take a lead role in any special investigations or policy reviews that may take place

 

Experience required:

  • Working experience of manging a compliance team or function in a traded product environment
  • In depth understanding of compliance regulations in Germany and/or multiple other European jurisdictions
  • Fluent, legal German language skills are preferred
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