Accessibility Links

Compliance Manager

  • Location: Frankfurt-am-Main
  • Salary: €70,000 - €90,000
  • Job type: Permanent
  • Job reference: 172582
  • Sector: Banking , Banking , other Financial Services , Other Financial Services
Job Description

The Role:

  • Our client is a well-respected online broker who have developed their EU presence in the last 5 years including a well-established network of EU offices. They are seeking a Compliance Manger to be based in Frankfurt and lead the Compliance function for the German entity


  • Manage the Compliance team in Germany with responsibility for regulatory and financial crime compliance
  • Review, development and implement all areas of the compliance framework using Group policies with local adaptations when required
  • Work with the global compliance leadership to enhance and develop Group compliance policy
  • Maintain and proactive and collaborative relationship with European regulators
  • Ensure all staff are provided with suitable compliance training and support a strong compliance culture across the business
  • Take a lead role in any special investigations or policy reviews that may take place


Experience required:

  • Working experience of manging a compliance team or function in a traded product environment
  • In depth understanding of compliance regulations in Germany and/or multiple other European jurisdictions
  • Fluent, legal German language skills are preferred
Similar jobs
Compliance Advisor
  • Location City of London
  • Salary £100,000 - £110,000
  • Job type Contract/Temp
  • Sector Banking , other Financial Services
  • Description My client is a well known trading firm launching a new equities business line focusing on the small cap AIM listed market and needs to hire a Senior Equities advisory candidate with experience of the
Head of Compliance
  • Location South London
  • Salary £100,000 - £120,000
  • Job type Permanent
  • Sector Banking
  • Description Retail bank requires a Head of Conduct risk to join and lead the team. You must be a regulatory compliance expert within the retail banking space.
Private Side Advisory
  • Location Central London
  • Salary £50,000 - £70,000
  • Job type Permanent
  • Sector Banking
  • Description exciting opportunity for an AVP with Private side advisory experience to join a refreshed team.
Compliance Generalist
  • Location City of London
  • Salary £600 per day
  • Job type Contract/Temp
  • Sector Asset Management/Funds , other Financial Services
  • Description Generalist compliance opportunity with a Venture Capital firm
Related news