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Compliance Manager

  • Location: Northamptonshire
  • Salary: £50,000 - £70,000
  • Job type: Permanent
  • Job reference: 1701002
  • Sector: Banking
Job Description

My client, an established and well regarded private bank in Northamptonshire have a  key vacancy in their team for a Compliance Manager, directly reporting into the Head of Compliance. 

 

Responsibilities:

  • Undertaking the compliance monitoring programme 
  • Assisting the Head of Compliance with the Compliance Assurance Plan 
  • Ensuring policies and procedures are updated and regulatory compliant
  • Horizon scanning
  • Thematic reviews
  • Ad hoc projects
  • Training
  • Stakeholder management

 

Requirements:

  • Broad compliance experience with sound FCA compliant knowledge
  • Wealth Management/ Financial Advice desirable 
  • Excellent communication skills/ influencing skills

 

Salary: £50,000 - £70,000

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