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Compliance Manager - Asset Class Oversight

  • Location: London
  • Salary: Up to £60,000
  • Job type: Permanent
  • Job reference: NC/171440
  • Sector: Asset Management/Funds
Job Description

My client is one of the top Asset Managers and they're looking to make an addition to their Asset Class Oversight team.

Reporting to the CRO in addition to the Head of Asset Class Oversight, your responsibilities will include;

  • Provide Compliance Advice and support in respect of an asset class
  • Provide support to ensure the business understands its regulatory responsibilities 
  • Keep abreast of relevant rules and regulations 
  • Communicate and work with stakeholders to understand and mitigate the conduct risk profile
  • Work with senior managers in producing Management Information

We're looking for someone with exposure to investment management across asset classes and a good understanding of the full investment process. 

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration

 

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