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Compliance Generalist

  • Location: London
  • Salary: £30K - £45K
  • Job type: Permanent
  • Job reference: 168167a
  • Sector: other Financial Services
Job Description

My client is a specialist securities firm in London. 

They are seeking a Compliance Generalist to support the team of 7 to deliver its annual plan, assisting primarily with monitoring and surveillance of market abuse alerts. You will also manage wall crossings, identify conflicts of interest, gifts and entertainment sign offs and PA Dealing approvals. You will contribute to reports,  provide training and maintain strong stakeholder management.

They are looking for someone for 1 - 3 years experience with good knowledge of the UK regulatory framework including SYSC, COBS and MAR and statutory legislation including UK Money Laundering Regulations and the Bribery Act. You will ideally have experience of investment banking/ corporate finance.

Salary £30K - £45K, depending on experience. 

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