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Compliance Assistant

  • Location: London
  • Salary: to£40,000
  • Job type: Permanent
  • Job reference: TGB/170988
  • Sector: Banking , Asset Management/Funds , Legal, other Financial Services , Insurance , Professional Services
Job Description

My client is a boutique infrastructure asset manager seeking a Paralegal/Compliance Assistant to perform a dual role as part of a team of 4 (including this role). It will report to the General Counsel and work closely with the senior Compliance Officer and Legal Counsel in a really broad role.

This is a team we have done a lot of work with and know very well. There is a great atmosphere and excellent development opportunities.

The role will cover both compliance and paralegal duties including:

Paralegal:

  • Attending and minuting investment committee meetings and ensuring a log of actions arising is maintained and implemented.
  • Supporting the wider team in co-ordinating legal documentation for signing
  • Support the General Counsel in preparing board papers
  • General project work

    Compliance:

  • Assist with KYC processes
  • Support monitoring of the business
  • Ad hoc project work as required

This is a great chance to join a very exciting business with a great team. The role offers more breadth and opportunity to work closely with the business than you would normally find for a role at this level.

If you have any questions please contact Tom Boulderstone on tgb@barclaysimpson.com or submit your CV for consideration.

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