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Compliance & Operational Risk Manager - Global Banking

  • Location: Paris
  • Salary: £80,000 - £110,000
  • Job type: Permanent
  • Job reference: em-2104
  • Sector: Compliance
Job Description

Our client is one of the world's leading financial institutions, serving in global banking and market businesses. The company has a strong presence in EMEA, with offices in 23 countries. They are currently seeking a forward thinking manager to join the Paris Compliance & Operational Risk team which specialise in private side business.

Responsibilities

  • Work closely with the global team and Legal departments to build and deploy global policies and procedures.
  • Build and maintain relationships with partners for Private Side businesses.
  • Advice on the relevant regulatory and firm policy requirements related to ad hoc queries, specific transactions, new product initiatives, etc.
  • Provide assistance to the Business Controls Office in the development of supervisory practices
  • Ensure that appropriate Monitoring & Testing is conducted.
  • Assist in regulatory visits, including conducting reviews of affected areas; briefing relevant staff; coordinating the logistics of the visit and contributing to the follow-up actions
  • Ensure timely and accurate responses to regulatory enquiries relating to Private Side businesses including discussion with regulatory bodies.
  • Participate as required in internal investigations into potential breaches of regulatory requirements or firm policy
  • Contribute to department initiatives in respect of regulatory developments and impact analysis on the firm’s business and support groups

Requirements

  • Educated to degree level, or equivalent experience
  • Legal, Compliance or Regulatory qualifications is helpful
  • Excellent written and verbal interpersonal skills and solid influencing capability across all levels of management and with regulators

 

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