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Compliance Analyst

  • Location: Central London
  • Salary: £40,000 - £60,000
  • Job type: Permanent
  • Job reference: NE173443
  • Sector: Banking
Job Description

My client is a wholesale investment bank in central London. They have a new team that they are building out and are looking to bring in some junior investment banking compliance officers to join the team.

Ideally you will have 2/s years experience at an Investment bank in an investment banking compliance role. You don't necessarily have to have advisory experience although this would be desirable.

This is a junior generalist role with responsibilities in...

  • Advisory
  • Monitoring and surveillance
  • Market abuse
  • 1st line controls testing and framework 
  • Regulatory change

You must have regulatory understanding of key investment banking regulations like MIFID, EMIR and have an understanding of Fixed Income and FX products.

 

 

 

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