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Compliance Analyst

  • Location: London
  • Salary: £40,000
  • Job type: Permanent
  • Job reference: NE169159
  • Sector: other Financial Services
Job Description

Compliance Analyst

Fintech lending platform


My client specialises in 6 month loans and a specialist credit card. Their market share has doubled in the last year. They have been around for 9 years. They have never had any s166's or problems with the regulator.

The head of compliance has great knowledge and someone you can learn a lot from. They are very cash rich business but time short. They need people to come on board asap. They are at a size now where they need to scale. They have 20 people in the UK office.

The role is generalist in nature as you will be asked to complete a number of tasks. There is financial promotions, policy changes, product changes, due diligence, compliance audits, monitoring. Ideally you will have consumer credit experience and a firm understanding of the source books. For the position a sound grounding in compliance and a desire to learn is crucial.

key requirements

  • Compliance review of the UK products for ensuring compliance (CONC - Consumer credit)
  • Review of action items triggering from Regulatory Updates and follow up with stakeholders to ensure risk-based approach is applied in the business and appropriate monitoring is placed
  • Conduct induction and ongoing training on compliance specific topics
  • Review of business metrics on a weekly basis and discuss with stakeholders if there are any deviation and follow up on action plan
  • Conduct compliance review based on board approved plan, identify gaps and discuss with stakeholders for bringing the items to closure and perform process enhancements
  • Monitoring of customer impacting issues and ensuring appropriate fix has been applied based on discussion with stakeholders

    My client for someone who has the right attitude to challenge the business from a controls perspective. this person has to be happy to say no or push back when the business is trying to do something. 
    The role has flexibility, working from home, laptop, phone, bonus.

    They are looking to pay up to £40,000 for the right person.
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