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Compliance Analyst

  • Location: London
  • Salary: Up to £55,000
  • Job type: Permanent
  • Job reference: NC/172565
  • Sector: Asset Management/Funds
Job Description

 

I'm engaged with a well-known and exceptionally well regarded Private Equity firm who are looking to add an Analyst to their Compliance team. My client has been performing very well recently and this is a brand new role.

The role will have a primary focus on Communications and Marketing Compliance, assisting the wider Legal & Compliance teams with matters that arise in connection with marketing material and investor communications. The responsibilities for this role will include;

  • Review marketing materials, investor communications and due diligence responses from a Legal & Compliance perspective
  • Maintenance of logs and records of approved material and communications across Europe
  • Maintenance of policies and procedures and current regulatory guidance relating to marketing 
  • Assist in coordinating the registration of products across Europe 

In addition to this, there will also be opportunities to get involved in work involving other business units and assisting them with jurisdictional, regulatory guidance as well as other projects involving the wider Legal & Compliance teams.

The ideal candidate will have;

  • Prior experience from an Investment Management firm, a Law Firm or an Audit Firm. 
  • Prior experience in a similar Compliance role
  • A good understanding of AIFMD and MiFID
  • Attention to detail, organised and an excellent communicator

 

The role will be paying in the region of £50,000 - £55,000 and this will come with a very competitive bonus and benefits. For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

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