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Compliance Analyst

  • Location: London
  • Salary: Up to £45,000
  • Job type: Permanent
  • Job reference: NC/170917
  • Sector: Asset Management/Funds
Job Description

 

I am working with a Wealth Manager who need a Compliance person with 1-2 years' experience to join their Compliance Advisory team.

 

They need someone with a good knowledge of MiFID and the FCA Sourcebooks who has also covered Transaction Reporting.

 

Responsibilities will include;

  • Advising the business on regulatory changes and impacts
  • Reviewing and approving AML documentation as well as Financial Promotions
  • On-boarding
  • PA Dealing
  • Transaction reporting
  • Producing Compliance reports and MI for senior management

 

The salary on offer is up to £45,000 and comes with a selection of benefits.

 

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration

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