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Compliance Advisory Manager

  • Location: London
  • Salary: £80,000 - £90,000
  • Job type: Permanent
  • Job reference: NC/171477
  • Sector: Asset Management/Funds
Job Description

 

I'm working with an excellent Asset Manager based in the City who are looking to recruit into their Compliance Advisory team. This is a fantastic opportunity to join a great team of people and take on a role which offers a very varied range of responsibilities, including;

  • Being responsible for the Financial Promotions framework and overseeing 1 other member of staff
  • Providing advice, guidance and training on regulatory matters 
  • Horizon scanning to assess the impact of upcoming regulatory changes
  • Reviewing and enhancing systems and controls
  • Developing and maintaining the Compliance Manual and Policies & Procedures
  • Liaising with the FCA for surveys and visits

The ideal candidate will be degree level and have demonstrable Compliance Advisory experience within Financial Services.

You'll be reporting to the Head of Compliance Advisory, and the salary on offer will be between £80,000 and £90,000 and will come with a discretionary bonus and some great benefits too!

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

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