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Compliance Advisory Manager

  • Location: London
  • Salary: £80,000 - £90,000
  • Job type: Permanent
  • Job reference: NC/171477
  • Sector: Asset Management/Funds
Job Description

 

I'm working with an excellent Asset Manager based in the City who are looking to recruit into their Compliance Advisory team.

Reporting to the Head of Advisory, your responsibilities will be;

  • Provide advice, guidance and training on regulatory matters 
  • Horizon scanning to assess the impact of upcoming regulatory changes
  • Review and enhance systems and controls
  • Develop and maintain the Compliance Manual and Policies & Procedures
  • Liaising with the FCA for surveys and visits

The ideal candidate will be degree level and have demonstrable Compliance Advisory experience within Financial Services.

The salary on offer will be between £80,000 and £90,000 and will come with a discretionary bonus and benefits.


For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

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